Compliance Officer

Full Time, Permanent
Hong Kong
Posted 3 weeks ago

Our client, a prestigious asset management company is now looking for a high caliber candidate for the following position:

Reference Number: [email protected]_ew
Post Date: 28 March, 2021

COMPANY DESCRIPTION

Our client, a prestigious asset management company is now looking for a high caliber candidate for the following position:

JOB DESCRIPTION

Compliance Officer

Responsibilities:

  • Provide day to day regulatory advice and guidance on rules and internal policies including AML /KYC and its latest updates, review business processes to ensure compliance with regulatory requirements;
  • Update and maintain compliance policies and manuals of the business units as necessary on ongoing basis;
  • Deliver in-house Compliance training to business units; handle licensing matters and CPT activities
  • Manage relationship with regulatory bodies, including SFC and HKEX, etc., handle queries and requests;
  • Co-ordinate and manage ad-hoc compliance-related projects and tasks.

 

Requirements:

  • Minimum 3 years of related working experience in the financial industry with SFC Type 4 & 9 activities
  • Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
  • Good command of written and spoken English, Chinese and Putonghua

 

Please send in your full resume with last drawn, expected salary and availability to Bond West Application Email Address [email protected] or via “APPLY” button.

For any query, please feel free to contact Mr. Wong at 2957 8079.

For more job opportunity, please visit our website: www.bondwest.com

(Data collected is only for recruitment purpose)

Job Features

Job Type
Full Time, Permanent
Work Location
Hong Kong
Job CategoryBanking & Finance
Job Level20001- 40000

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